Proactive Problem Management: Examples, Benefits & How to Implement (2024)

The Undeniable Benefits of Proactive Problem Management

Do you ever go through periods at work that feel like a constant game of whack-a-mole? Just when everyone swarms to solve one problem, a new one surfaces, and you never get a chance to clear your head and get anything in order.

Proactive problem management is about rooting out some of these “work surprises,” and putting together a system and strategy for solving and preventing problems. It’s also helpful in developing a business strategy.

Let’s briefly define proactive problem management with examples, then discuss its benefits and how to implement it into the workplace.

Proactive Problem Management: Examples, Benefits & How to Implement (1)

What is Proactive Problem Management?

We’re presented with so many rapid changes and problems in the workplace, and wrangling them all requires some finesse. Proactive problem management is one facet of a successful strategy.

The Information Technology Infrastructure Library (ITIL) codified many of the concepts around problem management with clear terms and definitions. Let’s look into their definition of proactive problem management, and some of the key terms surrounding it.

An incident is anything that disrupts the regular workflow or the performance of equipment. It can also mean a decline in performance, such as a weak internet signal.

A problem is an incident where the cause isn’t known. Addressing a problem requires an investigation into the cause.

Let’s distinguish between an incident and a problem. An incident is something that happens, let’s say an email bounces. A problem is when the cause of the incident isn’t known; so the reason for the bounce is unclear.

Reactive problem management is the process for addressing a problem that has already occurred. This is the most common form of problem management. After investigating the cause of the problem, a team often swarms together to fix it.

Proactive problem management is about anticipating potential problems and preventing them. It entails looking at data and incident reports to identify trends and patterns, then putting systems into place to preclude or prevent incidents. It’s very similar to the risk management concept of mitigating controls.

Event Management Process is the system for monitoring proactive project management. It’s about stopping a problem before anyone is even impacted by it.

Proactive Problem Management: Examples, Benefits & How to Implement (2)

Examples of Proactive Problem Management

With these definitions in mind, let’s look into a few examples of proactive and reactive problem management, to see what they look like in real life.

A Doctor Visit

Let’s say you go to see the doctor about a stomachache, and he or she examines you, diagnoses it as an infection, then prescribes some antibiotics to treat it.

In this scenario, the stomachache is the problem, as you don’t know what caused it. The doctor’s investigation into the root cause is an example of reactive problem management.

On another occasion, you visit the doctor for a checkup, and everything looks fine. As part of the checkup, the doctor advises you to eat well, take vitamins, and exercise.

In this scenario, there was no incident. However, steps were taken to prevent one from happening, with the doctor’s advice for healthy living. And so this is an example of proactive problem management.

Audio Fail

Now, let’s look at a workplace problem. Let’s say a remote team is having a meeting on a conference platform, and the audio stops working halfway through.

At this point, the IT team swarms around the problem to identify the cause and fix it. This is reactive problem management.

Over the next few days, the IT team does its due diligence, investigating what caused the audio to fail and putting preventative measures into place. The very next week, the team has the same meeting, and everything proceeds without a hitch.

This is an example of proactive problem management: there was no incident, as preventative measures were taken to keep one from happening.

As you can see, proactive problem management is about researching and addressing causes before they have a chance to happen. And reactive problem management means rooting out the cause of an incident that has occurred, and fixing the problem.

Proactive Problem Management: Examples, Benefits & How to Implement (3)

How to Implement Proactive Problem Management

Implementing proactive problem management is about planning, brainstorming, and looking ahead. It also entails collecting data and identifying patterns.

Proactive problem management benefits any department within an organization, not simply IT. Let’s look at a few ways to implement it into the workplace.

Track Data on Problems and Incidents

For most departments, particularly IT, you tend to see the same incident over and over again. Proactive problem management looks at what you’re doing to reduce these incidents.

Reactive problem management plays an integral role in putting systems in place to prevent further hangups. After a team has investigated a problem and identified the cause, they’ve developed a system. Codifying this system is a central component to mitigating and reducing incidents.

Keeping data on problems is important, too. By knowing the frequency of incidents, and when and where they occur, it’s possible to create procedures. Understanding which incidents occur the most frequently also helps with resource allocation.

Research and Know Customers

Customer needs change so rapidly with market trends that it’s necessary to constantly refresh and update products in order to meet these needs.

A proactive approach to product development means brainstorming ideas in light of current and anticipated trends. This forward thinking results in a product that serves customers, and prevents creating something that’s irrelevant or outdated.

Promote a Mindset of Growth

A company culture can cultivate a proactive approach to problems as well.
When a culture is open, welcomes debate, and listens to feedback and constructive criticism, it creates an environment where people are making improvements all the time.

One effective process for developing a proactive culture is with a weekly meeting, where everyone reflects on the activity of the week, and brainstorms ways to improve processes, products and services.

In sum, proactive problem management is helpful in many parts of an organization. It benefits the operations that allow people to communicate and use equipment. It also benefits the product and services a business produces.

Proactive Problem Management: Examples, Benefits & How to Implement (4)

Benefits of Proactive Problem Management

Proactive problem management is a systematic approach to reducing the interruption of workflow. Let’s look at some of the ways it benefits an organization.

It Reduces Incidents

Most clearly, proactive problem management keeps systems running smoothly. It’s about looking ahead to things that might happen, and then avoiding or reducing the occurrence.

When organizations utilize proactive problem management, people don’t even realize they’re avoiding problems. Meetings run smoothly, the internet works, and a business consistently produces a solid product or provides top-notch service.

The Work Day is Predictable

When a department exclusively uses reactive problem management, it’s constantly swarming around one problem and then another. It forces a team to work on whatever fire happens to be burning at the moment.

Proactive problem management, on the other hand, is systematic.

It’s easier to know what to expect from a workday when energy is geared toward researching data and putting processes into place, rather than playing whack-a-mole.

A Time Saver

Have you ever noticed that the first time you do something, it takes forever, but then after you’ve done it a dozen or so times, it takes way less time?

Reactive problem management is about solving a problem for the first time. For this reason, it tends to be a time-consuming process.

With proactive problem management, on the other hand, a system has been put into place (thanks to the knowledge gained from reactive problem management). And so you’re doing something that you’ve already done many times before, which uses up much less time and energy.

You’re also not going out and fixing things, as many problems don’t happen in the first place.

As you can see, proactive problem management brings a lot of order into a workplace, so it’s definitely a boon to any department.

Conclusion

Proactive problem management is one approach for addressing problems. It is used in IT, company operations, product strategy and anywhere, really.

Developing the systems and processes for proactive problem management leans heavily on investigating and solving existing problems. It’s also important to collect data, in order to understand which problems occur the most frequently.

We see proactive problem management wherever we go. Even a stop sign alerts us to prevent the possible incident of hitting another car.

The forward-thinking aspect of proactive problem management allows an organization to run smoothly. People fix problems before they even start.

Proactive Problem Management: Examples, Benefits & How to Implement (2024)

FAQs

What are examples of proactive problem management? ›

As such, proactive problem management activities take place as ongoing activities targeted to improve the overall availability and end user satisfaction with IT services. The main techniques of proactive problem management include trend analysis, risk assessment, and affinity mapping.

What is the goal of the proactive problem management process? ›

The goal of Proactive Problem Management is to prevent Incidents by identifying weaknesses in the IT infrastructure and applications, before any issues have been instigated.

How do you implement problem management? ›

Problem Management process steps:
  1. Identify a potential Problem.
  2. Raise a Problem Management case.
  3. Categorize and prioritize.
  4. Systematic investigation (Root Cause Analysis)
  5. Identify change(s) needed to resolve and work through Change Management.
  6. Verify problem has been resolved.
  7. Close out problem.
4 Feb 2014

What are the benefits of problem management? ›

The benefits of implementing Problem Management processes include:
  • Preventing service disruptions.
  • Maintaining service levels.
  • Meeting service availability requirements.
  • Increasing staff efficiency and productivity.
  • Improving user satisfaction.

What is proactive approach? ›

A proactive approach is any self-initiated action that prepares to handle the future. Proactivity is a considered desirable trait in an employee, team or organization that can be contrasted with reactive approaches that wait for the future to happen before taking action.

How does being proactive affect problems? ›

Less stress

The steps that proactive people take to prevent problems or create favorable circ*mstances can result in reduced feelings of urgency and stress. Putting in additional effort often means getting ahead on your work, allowing you to meet deadlines more easily.

How can I be proactive in business? ›

How to implement proactive management
  1. Plan for the future. ...
  2. Anticipate challenges to reduce risk. ...
  3. Look for new opportunities. ...
  4. Seek out ways to diffuse tension. ...
  5. Develop trust with team members. ...
  6. Identify areas of need. ...
  7. Create an emergency plan. ...
  8. Develop proactive traits in your team members.
29 Mar 2021

What is problem management with example? ›

Problem Management is the process to identify, prioritize, and systematically resolve these underlying issues. It provides the end-to-end management of problems from identification to elimination. A simple example – a flat tire. Everyone wants their tire fixed quickly so they can get back on the road.

What are the main objectives of the problem management process? ›

The primary objectives of problem management are to prevent problems and resulting incidents from happening, to eliminate recurring incidents, and to minimize the impact of incidents that cannot be prevented.

Which of the following is the correct sequence in proactive problem management? ›

Explanation: Answer option D is correct. The correct sequence in the incident management process in the service operation core guidance is identification, logging, categorization, prioritization, initial diagnosis, escalation, investigation and diagnosis, resolution and recovery, closure.

What are the 2 types of problem management? ›

Problem management works alongside incident management and other ITIL practices to form an overall ITSM strategy.
  • Problem management vs. incident management. ...
  • Problem management and change management. ...
  • Problem management and knowledge management. ...
  • Problem management and service request management.

What are the two major processes in problem management? ›

The scope of problem management includes two aspects: reactive problem management and proactive problem management.

What are the outputs of problem management process? ›

The outputs of the Problem management process:
  • RFCs (Request for Change)
  • Management Information.
  • Work Around.
  • Known Errors.
  • Update Problem Records (solved problems records if the known error is resolved)
9 Jun 2022

Which task is a problem management responsibility? ›

Problem Manager Tasks

Problem Managers research the root causes of incidents, make temporary solutions (workarounds) available, and develop final solutions for known errors. Problem Managers engage in proactive problem management by analyzing trends or historical data of incidents and services.

What are some examples of problem-solving skills? ›

Examples of problem-solving techniques
  • Research: Problem-solving is not complete without extensive research. ...
  • Analysis: Analysis of the situation is a must. ...
  • Decision-making: The ability to make decisions in hours of need defines your mettle. ...
  • Communication: Are you great at conversations?

What are problem-solving techniques? ›

Include all involved individuals in the generating of alternatives. Specify alternatives consistent with organizational goals. Specify short- and long-term alternatives. Brainstorm on others' ideas. Seek alternatives that may solve the problem.

What are the 5 basic problem-solving techniques that will provide a better interaction and most likely outcomes? ›

Once you know where you're at and where you need to end up, these 5 steps will take you from Point A to Point B:
  • Figure out what's causing the problem. ...
  • Come up with a few viable solutions. ...
  • Choose the best option. ...
  • Put your chosen solution to work. ...
  • Evaluate your outcome.
2 Jul 2020

What are 5 examples of being proactive? ›

Here is a list of instances of being proactive:
  • Turning Up to Work Early. ...
  • Doing Extracurricular Work to Increase Chances of Getting into College. ...
  • Asking Your Professor for Advice on How to Complete An Assignment. ...
  • Writing Daily To-Do Lists. ...
  • Researching About a Company Before a Job Interview. ...
  • Proactive Policing.
20 Oct 2021

What are examples of proactive strategies? ›

Examples of proactive strategies include modifying task characteristics, reorganizing the physical setting, clarifying routines and expectations, revising the activity schedule, changing social interactions, providing more opportunities for choices, enhancing the predictability of the setting, and addressing ...

What is proactive explain with example? ›

The definition of proactive is someone who takes an active role in dealing with something before it needs to be taken care of. An example of proactive is a student studying for a fall semester class during their summer vacation. adjective.

How can I make my team more proactive? ›

10 Proactive Ways to Build Engagement From Your Team
  1. Build awareness of expectations. ...
  2. Understand individual motivators. ...
  3. Capitalize on the strengths of each team member. ...
  4. Help team members develop a plan for their future. ...
  5. Make new skill development an ongoing priority. ...
  6. Get people unstuck and back on track.

What are the benefits of proactive management? ›

Its benefits are that you have a better sense of control and are more productive. It also enables you to resolve problems early, before they escalate, and it creates positive morale within the team. To manage proactively, you must identify, assess, prioritize, plan, and control the risks.

What is proactive in the workplace? ›

Proactive employees are self-motivated, innovative problem solvers and seek out opportunities. When people feel trusted and supported at work, it not only gets results, but leads to increased engagement and productivity. Encouraging employees to be proactive at work benefits your people and your business.

Why is proactive strategy important? ›

The ability to be proactive is becoming a key success factor in many industries. Creating market strategies that not only respond to existing situations but that proactively shape future events have the potential to sustain long-term competitive advantages and lead to firm success.

What do you mean by problem management? ›

Problem management is a formally defined approach for identifying and eliminating the causes of incidents or reducing the impact of incidents from causes that cannot be eliminated or prevented. There are two approaches to problem management: reactive problem management and proactive problem management.

How many tools are used for problem solving? ›

The problem solving tools include three unique categories: problem solving diagrams, problem solving mind maps, and problem solving software solutions.

What is proactive problem? ›

Proactive problem solving is all about identifying problems and resolving them before the impacts are felt by the business. What is the impact of an event that never occurs? There isn't one. While not all problems can be avoided entirely, there are often early warning signs that indicate that a problem is developing.

When should a proactive problem record be created? ›

The following is a suggested list for when to open a problem record: Any incident that is assigned a Priority 1 or where a major incident has been declared. Multiple incidents showing the same symptoms. Validated alarms from monitoring devices that are deemed high impact.

Which of the following are activities in problem management? ›

Problem Management Process Flow
  • 1) Problem Detection. ...
  • 2) Problem Logging. ...
  • 3) Investigation and Diagnosis. ...
  • 4) Workaround. ...
  • 5) Create Known Error Record. ...
  • 6) Resolution. ...
  • 7) Closure.

What is KPI in problem management? ›

KPIs (Key Performance Indicators) are metrics that help businesses determine whether they're meeting specific goals. For incident management, these metrics could be number of incidents, average time to resolve, or average time between incidents.

What are 5 Whys in problem management? ›

The 5 Whys Problem Solving technique is a simple process to follow to solve any problem by repeatedly asking the question “Why” (five times is a good rule of thumb), to peel away the layers of symptoms that can lead to the root cause of a problem. This strategy relates to the principle of systematic problem solving.

What are the 5 Whys in Six Sigma? ›

The 5 Whys is a basic root cause analysis technique used in the Analyze phase of the Six Sigma DMAIC (Define, Measure, Analyze, Improve, Control). To solve a problem, we need to identify the root cause and then eliminating it.

What is the 5 Whys tool? ›

The Five Whys strategy involves looking at any problem and drilling down by asking: "Why?" or "What caused this problem?" While you want clear and concise answers, you want to avoid answers that are too simple and overlook important details.

What is proactive management? ›

Proactive management means anticipating needs and challenges so that you and your team are prepared to overcome them. It's impossible to anticipate every circ*mstance. No leader or organization can be proactive all the time.

What are the types of problem management? ›

Problem management works alongside incident management and other ITIL practices to form an overall ITSM strategy.
  • Problem management vs. incident management. ...
  • Problem management and change management. ...
  • Problem management and knowledge management. ...
  • Problem management and service request management.

Which of the following is the correct sequence in proactive problem management? ›

Explanation: Answer option D is correct. The correct sequence in the incident management process in the service operation core guidance is identification, logging, categorization, prioritization, initial diagnosis, escalation, investigation and diagnosis, resolution and recovery, closure.

What's the difference between reactive and proactive? ›

The definition of reactive and proactive is as follows: Reactive : Reacting to the past rather than anticipating the future. Proactive: Acting before a situation becomes a source of confrontation or crisis.

How do you implement proactive management? ›

How to implement proactive management
  1. Plan for the future. ...
  2. Anticipate challenges to reduce risk. ...
  3. Look for new opportunities. ...
  4. Seek out ways to diffuse tension. ...
  5. Develop trust with team members. ...
  6. Identify areas of need. ...
  7. Create an emergency plan. ...
  8. Develop proactive traits in your team members.
29 Mar 2021

What is an example of proactive? ›

The definition of proactive is someone who takes an active role in dealing with something before it needs to be taken care of. An example of proactive is a student studying for a fall semester class during their summer vacation.

How can I be proactive at work examples? ›

Here is a list of instances of being proactive:
  1. Turning Up to Work Early. ...
  2. Doing Extracurricular Work to Increase Chances of Getting into College. ...
  3. Asking Your Professor for Advice on How to Complete An Assignment. ...
  4. Writing Daily To-Do Lists. ...
  5. Researching About a Company Before a Job Interview. ...
  6. Proactive Policing.
20 Oct 2021

What is problem management with example? ›

Problem Management is the process to identify, prioritize, and systematically resolve these underlying issues. It provides the end-to-end management of problems from identification to elimination. A simple example – a flat tire. Everyone wants their tire fixed quickly so they can get back on the road.

What are the main objectives of problem management process? ›

The primary objectives of problem management are to prevent problems and resulting incidents from happening, to eliminate recurring incidents, and to minimize the impact of incidents that cannot be prevented. ITIL defines a problem as the cause of one or more incidents.

What are the main roles in the problem management? ›

Problem management roles and responsibilities
  • Problem manager. The problem owner manages the overall process for a specific problem. ...
  • Process owner. The process owner is responsible for the overall health and success of the team's problem management process. ...
  • Service owner. ...
  • Service desk agent. ...
  • Tech lead. ...
  • Stakeholders.

What are the two major activities in problem management? ›

There are two major activities associated with problem resolution: solution identification and solution implementation.
  • Solution identification includes all of the actions taken to determine a permanent solution to a problem or known error:
  • Researching and identifying possible solutions.
  • Choosing a solution.

What is proactive problem? ›

Proactive problem solving is all about identifying problems and resolving them before the impacts are felt by the business. What is the impact of an event that never occurs? There isn't one. While not all problems can be avoided entirely, there are often early warning signs that indicate that a problem is developing.

When should a proactive problem record be created? ›

The following is a suggested list for when to open a problem record: Any incident that is assigned a Priority 1 or where a major incident has been declared. Multiple incidents showing the same symptoms. Validated alarms from monitoring devices that are deemed high impact.

What are proactive actions? ›

1. This involves being proactive and anticipating events before they occur, as well as being prepared and ready for the incident if it were to occur. An example of this would be a teacher ensuring beforehand that a student cannot get an opportunity to cheat during an exam.

Why is being proactive so important? ›

Being proactive allows you to dictate your particular position and supplies a sense of control over whatever situation you may be facing. Essentially, your proactivity will enable you to be more prepared. When you are proactive you are able to think and act ahead before your circ*mstances change.

What is proactive model? ›

The goal of proactive modeling is to reduce the amount of manual modeling required when using a graphical DSML and to assist in step-by-step creation of a model.

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